Hoi Yan So
蘇凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan So (蘇凱恩), a licensed former licensee with CE reference BJB934. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-15 | 2017-11-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-08 | 2017-11-24 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-08 | 2017-11-24 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-08 | 2017-11-24 |