Juan Andres de Sequera Ugarte
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Andres de Sequera Ugarte ( ), a licensed former licensee with CE reference BJC175. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2021-07-14 | 2022-06-03 |
| Evercore Asia Limited |
RO | Type 4 — Advising on securities | 2021-07-14 | 2022-06-03 |
| Evercore Asia Limited |
RO | Type 6 — Advising on corporate finance | 2021-07-14 | 2022-06-03 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2021-07-14 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2021-07-14 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2017-02-23 | 2021-07-14 |