Dan Xu
許丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Xu (許丹), a licensed Responsible Officer with CE reference BJC231. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-15 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-15 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-07-06 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-23 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-22 | 2020-07-06 |