Ruoxi Yan
閆若曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoxi Yan (閆若曦), a licensed former licensee with CE reference BJC232. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-03 | 2018-09-19 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2018-09-19 |