Yajing Yan
顏雅靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yajing Yan (顏雅靖), a licensed former licensee with CE reference BJC393. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2022-11-27 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-20 | 2022-11-27 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2018-03-29 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-08 | 2018-03-29 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-20 | 2018-02-28 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-20 | 2018-02-28 |