Lyu Yao
姚律
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lyu Yao (姚律), a licensed Responsible Officer with CE reference BJC557. Currently licensed at 2 firm(s): China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-08-12 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-08-12 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-09-14 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-14 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-29 | 2021-09-14 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-29 | 2021-09-14 |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-16 | 2022-05-23 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-06 | 2022-08-12 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-06-06 | 2022-08-12 |