Marco Klaus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Klaus ( ), a licensed former licensee with CE reference BJD373. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-29 | 2023-11-22 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-05-29 | 2023-11-22 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2020-05-29 | 2023-11-22 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-05 | 2020-05-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-05 | 2020-05-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2017-04-05 | 2020-05-29 |