Yuming Li
李玉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuming Li (李玉明), a licensed Representative with CE reference BJD568. Currently licensed at 3 firm(s): Xin Yongan International Asset Management Company Limited, Xin Yongan International Securities Company Limited, China Xin Yongan Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-18 | present |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-16 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-20 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-09-20 | present |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-07 | 2018-03-01 |