Rocky Yu Chan
陳力奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rocky Yu Chan (陳力奇), a licensed Responsible Officer with CE reference BJE573. Currently licensed at 1 firm(s): Capital 49 Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital 49 Investment Management Limited |
RO | Type 9 — Asset management | 2023-08-14 | present |
| Capital 49 Investment Management Limited |
Rep | Type 9 — Asset management | 2023-06-20 | 2023-08-14 |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2022-09-14 | 2023-05-08 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-17 | 2021-05-31 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-20 | 2021-05-31 |