Kaiyan Li
李開顏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiyan Li (李開顏), a licensed Representative with CE reference BJE837. Currently licensed at 1 firm(s): CPIC Investment Management (H.K.) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-27 | present |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-27 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-21 | 2022-05-31 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-21 | 2022-05-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-03-14 | 2020-08-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-03-14 | 2020-08-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-03-14 | 2020-08-24 |