Ningning Liu
劉宁宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningning Liu (劉宁宁), a licensed Responsible Officer with CE reference BJH333. Currently licensed at 1 firm(s): SPDB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2017-11-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-27 | 2017-11-30 |