Nicolas Rudolf van Vliet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Rudolf van Vliet, a licensed Representative with CE reference BJH418. Currently licensed at 1 firm(s): SBI Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-23 | present |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-23 | present |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-07 | 2022-08-23 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-02-07 | 2022-08-23 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-18 | 2022-02-07 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-18 | 2022-02-07 |
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-12-24 | 2019-07-30 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2018-12-24 | 2019-07-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-20 | 2018-11-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-20 | 2018-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-20 | 2018-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2018-11-23 |