Suneil Pal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suneil Pal ( ), a licensed former licensee with CE reference BJI764. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2022-01-06 | 2023-08-17 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2020-06-22 | 2022-01-06 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-10-17 | 2020-04-30 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2019-10-17 | 2020-04-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-08-05 | 2019-10-17 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2019-08-05 | 2019-10-17 |
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2018-05-31 | 2019-03-12 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2017-04-27 | 2018-05-31 |