Lei Liao
廖磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Liao (廖磊), a licensed Responsible Officer with CE reference BJL228. Currently licensed at 1 firm(s): Kam Luen Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-11 | present |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-11 | present |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2022-04-11 | present |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-05 | 2021-02-28 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-04 | 2019-12-30 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-04 | 2021-02-28 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-07 | 2020-10-05 |