Gaosheng Li
李高生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaosheng Li (李高生), a licensed former licensee with CE reference BJL824. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-02-19 | 2025-11-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2024-02-19 | 2025-11-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-23 | 2024-02-19 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-23 | 2024-02-19 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 — Advising on securities | 2023-01-10 | 2023-09-08 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 — Asset management | 2023-01-10 | 2023-09-08 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-17 | 2023-01-10 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 9 — Asset management | 2022-11-17 | 2023-01-10 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-26 | 2022-10-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-26 | 2022-10-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-31 | 2021-05-26 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-05 | 2018-02-28 |