Yi (SFC:BJL880) Sun
孫毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BJL880) Sun (孫毅), a licensed Responsible Officer with CE reference BJL880. Currently licensed at 1 firm(s): Wuzhen Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wuzhen Capital (Hong Kong) Limited 悟真投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-06-21 | present |
| Wuzhen Capital (Hong Kong) Limited 悟真投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-06-21 | present |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-08 | 2024-03-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-08 | 2024-03-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2023-08-08 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-10 | 2023-08-08 |