Francis David Zesheng Lau
劉澤生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis David Zesheng Lau (劉澤生), a licensed Representative with CE reference BJM256. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-13 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-12 | present |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-23 | 2021-02-16 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-23 | 2021-02-16 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-28 | 2019-06-25 |