Xiaoming (SFC:BJM396) Zhang
張曉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming (SFC:BJM396) Zhang (張曉明), a licensed former licensee with CE reference BJM396. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2019-10-28 | 2024-08-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 9 — Asset management | 2019-10-28 | 2024-08-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-29 | 2022-11-02 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-29 | 2019-10-28 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2017-06-29 | 2019-10-28 |