Tsz Mei Tang
鄧紫微
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Mei Tang (鄧紫微), a licensed Responsible Officer with CE reference BJP054. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2021-11-19 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2021-11-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2021-11-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-08-17 | 2021-11-19 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-02 | 2020-07-22 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-02 | 2020-07-22 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2019-09-02 | 2020-07-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-06 | 2019-09-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-06 | 2019-09-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-06 | 2019-09-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-19 | 2017-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2017-05-19 | 2017-08-31 |