Simon John Prest
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Prest, a licensed Responsible Officer with CE reference BJQ806. Currently licensed at 1 firm(s): Tullett Prebon (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2026-04-14 | present |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-11-24 | 2026-04-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2025-11-24 | 2026-04-14 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2018-01-09 | 2018-06-30 |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2018-01-09 | 2018-06-30 |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2018-06-30 |