Hui (SFC:BJR221) Zhao
趙慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BJR221) Zhao (趙慧), a licensed former licensee with CE reference BJR221. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Securities Limited 上銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-16 | 2023-06-04 |
| BOSC International Securities Limited 上銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-16 | 2023-06-04 |
| BOSC International Asset Management Limited 上銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-16 | 2023-06-04 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-29 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-29 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 9 — Asset management | 2021-03-22 | 2023-05-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-02 | 2019-03-15 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-02 | 2019-03-15 |