Dic Yan Poon
潘廸恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dic Yan Poon (潘廸恩), a licensed Representative with CE reference BJR316. Currently licensed at 1 firm(s): Franklin Templeton Investments (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-07 | present |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-23 | 2023-02-17 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2018-06-11 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-28 | 2018-06-11 |