Pak Lok Caesar Chan
陳柏駱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lok Caesar Chan (陳柏駱), a licensed Representative with CE reference BJR579. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2025-08-25 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-09-28 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-18 | 2021-08-07 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2017-06-08 | 2019-01-21 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-08 | 2019-01-21 |