Shiou Wen Chen
陳琇玟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiou Wen Chen (陳琇玟), a licensed Responsible Officer with CE reference BJR777. Currently licensed at 1 firm(s): Nucopia Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nucopia Capital Limited 聚芯資本有限公司 |
RO | Type 4 — Advising on securities | 2025-11-11 | present |
| Nucopia Capital Limited 聚芯資本有限公司 |
RO | Type 9 — Asset management | 2025-11-11 | present |
| Richwell Asset Management Limited 瑞麒瑋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-24 | 2025-09-30 |
| Richwell Asset Management Limited 瑞麒瑋資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-24 | 2025-09-30 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-25 | 2022-05-10 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-25 | 2022-05-10 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-12 | 2019-10-25 |
| Broadshine Asset Management Limited 擘詳資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-12 | 2019-10-25 |