Tomoko Ohta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoko Ohta ( ), a licensed former licensee with CE reference BJR966. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-14 | 2023-09-30 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-14 | 2023-09-30 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-12 | 2020-09-02 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-22 | 2020-09-02 |