Tien Soon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien Soon Lee, a licensed Responsible Officer with CE reference BJT065. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-19 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2022-09-19 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-26 | 2022-09-19 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-26 | 2022-09-19 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2019-09-04 | 2022-06-17 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2019-09-04 | 2022-06-17 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2019-01-31 | 2019-09-04 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2019-01-31 | 2019-09-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-06 | 2018-09-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-09-06 | 2018-09-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-07-09 | 2018-07-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-07-09 | 2018-07-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-04-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-04-04 | 2018-04-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-15 | 2018-03-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-03-15 | 2018-03-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-17 | 2017-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-17 | 2017-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-08-29 | 2017-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-08-29 | 2017-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-12 | 2017-06-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-06-12 | 2017-06-16 |