Joseph Henry Morgan
穆冠名
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Henry Morgan (穆冠名), a licensed Representative with CE reference BJT439. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-04-02 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-04-02 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-03-07 | present |
| Bucephalus Research Partnership Limited | Rep | Type 4 — Advising on securities | 2017-09-06 | 2018-09-03 |