Nicole Elizabeth Roddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Elizabeth Roddy ( ), a licensed former licensee with CE reference BJT517. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2020-06-01 | 2022-09-09 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2020-01-20 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-15 | 2020-01-20 |