Wai Lam Chow
周韋霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Chow (周韋霖), a licensed Responsible Officer with CE reference BJU686. Currently licensed at 2 firm(s): Holly International Financial Holdings Limited, Holly International Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-24 | present |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-01-26 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-14 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-14 | 2025-09-02 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-21 | 2021-01-26 |