Yuan (SFC:BJU824) Wang
王原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BJU824) Wang (王原), a licensed former licensee with CE reference BJU824. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-24 | 2026-04-30 |
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2019-07-24 |
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-14 | 2026-04-30 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-12 | 2018-10-17 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-22 | 2018-10-17 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-21 | 2017-09-22 |