Yan (SFC:BJY422) Liu
劉彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BJY422) Liu (劉彥), a licensed Responsible Officer with CE reference BJY422. Currently licensed at 1 firm(s): GROW Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2025-03-14 | present |
| GROW Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2025-03-14 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-15 | 2021-06-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-15 | 2021-06-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2021-06-15 | 2021-06-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-15 | 2024-04-30 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-06-15 | 2024-04-30 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 — Asset management | 2021-06-15 | 2024-04-30 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-14 | 2020-03-02 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | 2020-03-02 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 — Asset management | 2017-12-14 | 2020-03-02 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-26 | 2017-12-14 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-26 | 2017-12-14 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-10-26 | 2017-12-14 |