Nicholas Alexander Stock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Alexander Stock ( ), a licensed former licensee with CE reference BJY746. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-08-07 | 2020-07-17 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-08-07 | 2020-07-17 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2017-08-07 | 2020-07-17 |