Cai Zhu
諸偲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cai Zhu (諸偲), a licensed Representative with CE reference BJZ402. Currently licensed at 1 firm(s): Conning Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-25 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-25 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2023-07-25 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-02 | 2019-01-16 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-02 | 2019-01-16 |