Siu Ning Tang
鄧少寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ning Tang (鄧少寧), a licensed former licensee with CE reference BJZ669. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-13 | 2023-03-23 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-13 | 2023-03-23 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2022-05-13 | 2023-03-23 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-13 | 2023-03-23 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2022-05-13 | 2023-03-23 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-13 | 2023-03-23 |