Xin Gao
高鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Gao (高鑫), a licensed Responsible Officer with CE reference BKB159. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-09 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-09 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-09 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-01 | 2022-11-09 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-01 | 2022-11-09 |