Ying (SFC:BKB468) Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BKB468) Cao ( ), a licensed former licensee with CE reference BKB468. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-03-08 | 2023-01-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-03-08 | 2023-01-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-03-08 | 2023-01-16 |