Wai Ho Chong
莊偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Chong (莊偉豪), a licensed Responsible Officer with CE reference BKB680. Currently licensed at 1 firm(s): Equities First Holdings Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-08-14 | present |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-10-07 | 2023-08-14 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-04 | 2020-07-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-21 | 2019-03-01 |