Yan Kei Christine Wong
黃昕淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kei Christine Wong (黃昕淇), a licensed Responsible Officer with CE reference BKD487. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-22 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2024-08-22 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2024-08-22 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2024-08-22 |