Juan (SFC:BKD530) Du
杜娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan (SFC:BKD530) Du (杜娟), a licensed former licensee with CE reference BKD530. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-18 | 2023-09-22 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 — Asset management | 2021-07-16 | 2023-09-22 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2021-10-18 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2023-09-22 |