Wai Kei Mok
莫偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Mok (莫偉基), a licensed Responsible Officer with CE reference BKD644. Currently licensed at 2 firm(s): Innovax Asset Management Limited, Innovax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-02-11 | present |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-22 | present |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2025-07-22 |