Yang (SFC:BKF767) Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BKF767) Liu (劉洋), a licensed former licensee with CE reference BKF767. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinofides Securities Limited 中國壹號證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-02 | 2025-11-15 |
| Sinofides Securities Limited 中國壹號證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-02 | 2025-11-15 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-23 | 2024-10-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 — Advising on securities | 2024-08-23 | 2024-10-31 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 — Asset management | 2024-08-23 | 2024-10-31 |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-06 | 2023-10-26 |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 4 — Advising on securities | 2023-07-06 | 2023-10-26 |
| Tang Wealth International Limited 大唐財富國際有限公司 |
RO | Type 9 — Asset management | 2023-07-06 | 2023-10-26 |