Xiaoqin Shi
施小芹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqin Shi (施小芹), a licensed former licensee with CE reference BKG038. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-22 | 2019-09-20 |
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-22 | 2019-09-20 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-24 | 2019-09-20 |