Stefan Dominik Nixel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefan Dominik Nixel ( ), a licensed former licensee with CE reference BKH173. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2018-02-15 | 2020-04-29 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-02-15 | 2020-04-29 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 — Asset management | 2018-02-15 | 2020-04-29 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-08 | 2018-02-15 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-08 | 2018-02-15 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2017-08-08 | 2018-02-15 |