Ken Siu Kei Chan
陳兆基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Siu Kei Chan (陳兆基), a licensed former licensee with CE reference BKH467. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-02-26 | 2025-06-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-23 | 2025-06-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-26 | 2025-06-11 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-02 | 2019-01-31 |