Xiaotian Zhao
趙晓天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Zhao (趙晓天), a licensed Representative with CE reference BKH678. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-21 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-06-21 | present |
| Coller Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-08-03 | 2022-03-30 |
| Coller Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-07-29 | 2022-03-30 |
| Anchor Equity Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2018-12-18 | 2021-06-11 |
| Anchor Equity Partners (Asia) Limited | Rep | Type 9 — Asset management | 2018-12-18 | 2021-06-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-16 | 2018-09-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-16 | 2018-09-07 |