Xiaohan Yan
顏笑寒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohan Yan (顏笑寒), a licensed former licensee with CE reference BKL836. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-21 | 2018-05-10 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2018-05-10 |