Jiandong Liu
劉建東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiandong Liu (劉建東), a licensed former licensee with CE reference BKN438. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2023-07-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-07-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-15 | 2023-07-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-15 | 2023-07-18 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2020-12-18 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-13 | 2020-12-18 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-17 | 2018-07-19 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-17 | 2018-07-19 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-17 | 2018-07-19 |