Victor Vladislav Gusak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Vladislav Gusak, a licensed Responsible Officer with CE reference BKN511. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2024-10-14 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-10-14 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2019-08-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-08-20 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-20 | 2024-10-14 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-20 | 2024-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-08-17 | 2019-05-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-17 | 2019-05-04 |