Vincent Lau
劉理健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Lau (劉理健), a licensed former licensee with CE reference BKN665. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-09 | 2025-08-29 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-09 | 2025-08-29 |
| MetLife Investments Asia Limited | Rep | Type 4 — Advising on securities | 2023-09-26 | 2024-06-23 |
| MetLife Investments Asia Limited | Rep | Type 9 — Asset management | 2023-09-26 | 2024-06-23 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2020-11-12 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-23 | 2020-11-12 |