Wenjie (SFC:BKP340) Li
李文捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjie (SFC:BKP340) Li (李文捷), a licensed former licensee with CE reference BKP340. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-19 | 2024-04-19 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-07 | 2022-10-25 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-07 | 2024-04-19 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-27 | 2021-05-31 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-27 | 2021-05-31 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-27 | 2021-05-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-19 | 2018-06-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2018-06-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-19 | 2018-06-12 |